For one of our clients, a professional stock, CFD, and equities broker, we are looking for a Head of Compliance and AML to join their team in Limassol.

Responsibilities:

• Tracking regulatory changes
• Ensure that requested amendments are implemented in a timely manner.
• Developing or assisting in developing, and enforcing adequate policies and procedures as per compliance requirements of CySEC and/or other Regulators
• Ensure implementation of the Company’s procedures
• Implement the Company’s Compliance Monitoring Program and conduct monitoring.
• Provide the company’s employees with training sessions in compliance with applicable laws, rules, and regulations.
• Advice and give guidelines to Company’s employees on compliance-related matters.
• Assure that the employees responsible for carrying out investment services and activities are complying with the Company’s obligations and Law directives.
• Ensure that the Company complies with its continuous obligations to CySEC
• Interact and assist the regulatory bodies in performing inspections of the Company’s activities.
• Continuous improvement of the existing control procedures
• Review the Company’s marketing communication, conduct the examination per legal requirements, and provide suggestions if required.
• In case of detection of failure or malfunction by the firm offer specific remedial measures for correction as per Law and regulations
• Provides an annual written report to the Board of Directors indicating in detail whether the appropriate corrective measures have been taken in the event of any weaknesses.
• Monitor the complaints-handling process.
• Offering Draft agreements related to Compliance.
• Drafting and monitoring policies and procedures
• Assisting other departments with Compliance related tasks.

Requirements:

• CySEC Advanced and AML certificate is mandatory.
• 5 years experience as a Head of Compliance, Compliance and AML officer, Compliance Manager, or similar position.
• Strong knowledge of industry processes and regulations
• Bachelor’s degree in law, Business Administrator, or Finance.
• Prior experience in the financial industry is compulsory.
• Detail oriented
• Fluency in English

Benefits:

• Competitive remuneration package
• Private Health Insurance cover
• Quarterly Team Events
• Corporate Events
• Training Plans
• Corporate Discounts
• Happy hour events

If you are the right candidate for this position, please send us your CV to cv@d-way.com or click the link below to apply directly and we will contact you.