Head of Compliance and AML
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#DW51056 Τύπος: Πλήρης Απασχόληση
For one of our clients, a professional stock, CFD, and equities broker, we are looking for a Head of Compliance and AML to join their team in Limassol.
Responsibilities:
- Tracking regulatory changes
- Ensure that requested amendments are implemented in a timely manner.
- Developing or assisting in developing, and enforcing adequate policies and procedures as per compliance requirements of CySEC and/or other Regulators
- Ensure implementation of the Company’s procedures
- Implement the Company’s Compliance Monitoring Program and conduct monitoring.
- Provide the company’s employees with training sessions in compliance with applicable laws, rules, and regulations.
- Advice and give guidelines to Company’s employees on compliance-related matters.
- Assure that the employees responsible for carrying out investment services and activities are complying with the Company’s obligations and Law directives.
- Ensure that the Company complies with its continuous obligations to CySEC
- Interact and assist the regulatory bodies in performing inspections of the Company’s activities.
- Continuous improvement of the existing control procedures
- Review the Company’s marketing communication, conduct the examination per legal requirements, and provide suggestions if required.
- In case of detection of failure or malfunction by the firm offer specific remedial measures for correction as per Law and regulations
- Provides an annual written report to the Board of Directors indicating in detail whether the appropriate corrective measures have been taken in the event of any weaknesses.
- Monitor the complaints-handling process.
- Offering Draft agreements related to Compliance.
- Drafting and monitoring policies and procedures
- Assisting other departments with Compliance related tasks.
Requirements:
- CySEC Advanced and AML certificate is mandatory.
- 5 years experience as a Head of Compliance, Compliance and AML officer, Compliance Manager, or similar position.
- Strong knowledge of industry processes and regulations
- Bachelor’s degree in law, Business Administrator, or Finance.
- Prior experience in the financial industry is compulsory.
- Detail oriented
- Fluency in English
Benefits:
- Competitive remuneration package
- Private Health Insurance cover
- Quarterly Team Events
- Corporate Events
- Training Plans
- Corporate Discounts
- Happy hour events
If you are the right candidate for this position, please send us your CV to cv@d-way.com or click the link below to apply directly and we will contact you.