Our client, a CySEC regulated Investment Firm, located in Limassol, is looking to hire a Head of Compliance.

Responsibilities:

• Implement an effective legal compliance program.

• Review and Develop company policies

• Giving advice to the Management Team regarding the updated regulations through detailed reports.

• Creating an effective action plan in response to audit notes and compliance violations purposes.

• Supervising and coordinating all AML, Due diligence and KYC procedures

• Performing inhouse audit company procedures, practices, and documents to identify risk.

• Ensuring that all employees are trained on the latest regulations and processes.

• Responding to all compliance enquiries

• Performing regular monitoring to ensure that standards are adhered

• Prepares applications, notifications and records updates for the Cyprus Securities & Exchange Commission (CySEC)

• Being responsible that the firm fulfils their annual obligations and licence conditions

• Acting as the liaison between the Company and external law firms.

• Reviewing Company’s marketing & promotional material, providing feedback, guidance, corrections and internal advice.

• Performing internal investigation and evidence-gathering to support legal procedures.

• Providing detailed situation reports and updates to BOD on all matters being handled.

• Conducting risk assessments, threat exposure assessments in order to issue alerts and advise on course of action.

Requirements:

• University Degree in Law

• At least 2 years’ experience in a similar position in the Forex Industry is a must!

• CySec Advanced Certificate & AML Certificate

• Deep understanding of CySec regulations

• Excellent knowledge of EU and international law.

• Fluency in English and Greek (Oral & written)

• Outstanding Legal English writing skills.

Benefits:

• Competitive remuneration package according to the qualification and/or experience of the successful candidate

• Health Insurance

• Excellent working environment

If you wish to apply for this role, please send an updated CV to Stella Theodoulou at career@careeresti.comquoting ‘Head of Compliance / X89WVY’ on the email’s subject line. Please note that only shortlisted candidates will be contacted.