Our Client, a group of companies is highly devoted to its clients by offering the best trading conditions in the Forex industry. They are focused on providing the best customer support, services and trading experience to offer a journey to remember. They are expanding their business and looking for unique individuals who can quickly adapt and join their friendly and fast-paced environment. A current available role is for a Compliance Officer.

Main Duties and Responsibilities

• Develop and implement an effective legal compliance program
• Create internal controls and monitor adherence to them
• Draft and revise company policies
• Proactively Audit processes, practices and documents to identify weaknesses
• Evaluate business activities (e.g. investments) to assess compliance risk
• Collaborate with external auditors and HR when needed
• Set plans to manage compliance violations
• Educate and train employees on regulations and industry practices
• Address employee concerns or questions on Legal compliance
• Keep up to date the internal standards and business goals
• Preparation of annual and other reports to CySEC
• Managing the legal framework upon which the company will operate, ensuring compliance with the relevant law
• Create all necessary terms and conditions, agreements, risk warnings and any other legal document needed
• Review and approve website and other marketing content
• Overseeing compliance procedures and advise on risk management
• Performing day to day reviews and inspections to evaluate compliance of the company with its legal and regulatory obligations
• Reviewing the effectiveness of internal policies and procedures

Requirements

• Bachelor’s degree from a reputable university in Law/Finance/Economics/ Business or related field
• At least 2 years previous experience in the Forex industry working in compliance
• Holder of CySEC Advance certificate
• Proficiency in English Language
• Strong level of accuracy and attention to detail
• Computer literate; MS Office

Working hours 9:00 - 18:00 Monday - Friday

Salary 2,000-3,000 Euro gross depending on experience

please email your cv to emma@fintop.co.uk